VP Business Risk - In-Business Regulatory Risk Management
About the Company
Large investment bank & financial services firm
Industry
Banking
Type
Public Company
Founded
1864
Employees
10,001+
Categories
Specialties
Business Classifications
About the Role
The Company is seeking a VP Business Risk - In-Business Regulatory Risk Management to join their team. The successful candidate will be responsible for collaborating with functional stakeholders to ensure the incorporation of regulatory requirements in business initiatives, particularly within an Agile framework. This role involves close collaboration with product teams, participation in meetings with the 2LoD, and supporting the identification and prioritization of regulatory initiatives. The VP will also be instrumental in fostering a strong control environment, assessing and enhancing regulatory controls, and championing a culture of regulatory issue self-identification and remediation. Applicants must have a background in regulatory compliance within a transaction banking, cash management, or treasury services environment, with a focus on U.S. regulatory obligations. Experience in a compliance or audit role, as well as a deep understanding of supervisory expectations and prudential regulatory obligations, is essential. The role requires the ability to connect regulatory requirements with business initiatives, influence stakeholders, and demonstrate strong collaboration skills. A proactive approach to managing dependencies, risks, and issues, along with a results-oriented mindset and strong problem-solving skills, are also key attributes for this position. The ideal candidate will be adept at both big-picture thinking and attention to detail, and have a willingness to learn and apply Agile methodologies.
Hiring Manager Title
Director Business Risk - Regulatory Compliance
Travel Percent
Less than 10%
Functions
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